Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-08
CT RA APPROVED 2017-07-18
  • TX RA
    APPROVED
    Since 2018-01-08
  • CT RA
    APPROVED
    Since 2017-07-18

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Shelton CT 10/2015 03/2017
Mml Investors Services, Llc Shelton CT 03/2017 Present
Massmutual Life Insurance Co Shelton CT 03/2017 Present
  • 10/2015 → 03/2017
    Metlife
    Shelton, CT
  • 03/2017 → Present
    Shelton, CT
  • 03/2017 → Present
    Massmutual Life Insurance Co
    Shelton, CT
Other Businesses

Independent Insurance Agent-from business address-6hrs sec, 2hrs nonsec-Disability, Fixed Annuities, Life/Accident/Health, Long-Term Care, and Medicare Related Products-since 08/2016

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-08
S63 Uniform Securities Agent State Law Examination 2009-02-11
  • S65 Uniform Investment Adviser Law Examination
    2017-07-08
  • S63 Uniform Securities Agent State Law Examination
    2009-02-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Shelton, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor