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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-03-03
  • TX RA
    APPROVED
    Since 2015-03-03

Branch Locations

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Portland OR 03/2015 Present
Previous Registrations
Other Businesses

The Rotary Club of Portland / 1220 SW Morrison St, Suite 425 Portland,Oregon 97205 / Charity/ Charity / Dedication to humanitarian service. / Other / Program Committee Member (with no third party representation and no supervisory or management functions or fiduciary responsibility) / Attend committee meetings and offer opinions on speakers where applicable. / Start Date 7/11/2017 / 1 hour per month to attend a meeting.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-09
  • S66 Uniform Combined State Law Examination
    2009-03-09
Other Names
  • John C. Harrison
  • John Constantine Harrison

View on SEC IAPD

Other Firms

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Other Offices

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