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Robyn Ray Richards

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baton Rouge, LA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-03-02
TX RA APPROVED 2020-03-02
  • LA RA
    APPROVED
    Since 2020-03-02
  • TX RA
    APPROVED
    Since 2020-03-02

Branch Locations

445 North Blvd, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Baton Rouge LA 12/2008 03/2020
J.P. Morgan Securities Llc Baton Rouge LA 10/2012 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge LA 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-18
  • S66 Uniform Combined State Law Examination
    2015-08-18
Other Names
  • Robyn Germaine Ray
  • Robyn R Richards

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA
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