Best Investors
Account
Sign in
Best Investors
Account
Sign in
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-06 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
5801 Headquarters Dr. Suite 100, Plano, TX 75024 • United States
Plano, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Capital Financial Advisers, Llc | Newport Beach | CA | 08/2012 | 10/2023 |
| Girard Securities, Inc. | San Diego | CA | 06/2013 | 11/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 11/2017 | 09/2020 |
| Kestra Investment Services, Llc | Plano | TX | 10/2023 | Present |
| Kestra Private Wealth Services, Llc | Plano | TX | 10/2023 | Present |
Business Name: E&C INVESTMENT LLC POSITION: Owner of LLC NATURE: Pass through LLC for D9 Advisers DBA Symphony Wealth Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2023 ADDRESS: 2900 Masters Circle, Plano TX 75093 DESCRIPTION: This is a pass through LLC for Symphony Wealth Group Business Name: SYMPHONY WEALTH GROUP POSITION: Managing Partner, Wealth Adviser NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/07/2023 ADDRESS: 5801 Headquarters Drive, Suite 100, Plano TX 75024 DESCRIPTION: Organizing and leading office team, manage administrative staff, advise clients on financial planning decisions and investments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-10 |
Reach out to this advisor