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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| NH | RA | APPROVED | 2018-01-30 |
| ME | RA | APPROVED | 2009-06-01 |
Branch Locations
1 Harbour Place Suite 125, Portsmouth, NH 03801 • United States
100 Middle Street 3Rd Floor, Portland, ME 04101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Portsmouth | NH | 09/2014 | Present |
| Morgan Stanley | Portland | ME | 08/2016 | Present |
*254488- Towle Family Partners Limited Partnership; Investment related - Yes; Dixfield, Maine; Partnership; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2016; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-25 |
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