Brandon E Roberts

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 07/2017
  Morgan Stanley
  Celebration, FL
• 08/2017 → 10/2017
  Steven Thagard
  Orlando, FL
• 08/2017 → 10/2017
  Northwestern Mutual Investment Services Llc
  Orlando, FL
• 10/2017 → 10/2017
  Norhtwestern Mutual Wealth Management Company
  Milwuakee, WI
• 11/2017 → 09/2020
  Raymond James & Associates
  Orlando, FL
• 10/2020 → Present
  Ifp Securities Llc
  Tampa, FL
• 10/2020 → Present
  Independent Financial Partners
  Tampa, FL

Previous Registrations

• 2017-11-28 → 2020-10-19
  Raymond James & Associates, Inc.
  Orlando, FL
  Ocala, FL
• 2013-07-05 → 2017-07-26
  Morgan Stanley
  Champions Gate, FL
• 2010-08-23 → 2010-10-11
  Raymond James & Associates, Inc.
  St. Petersburg, FL

Other Businesses

(1) Hoberts LLC; Ocala, FL; Business Owner; Partner; Not Investment Related; Start Date: 12/20/2019; 80 hrs/mo, 40 hrs/mo during trading; Description of duties: This company is formed to purchase and operate Stirling Food Systems in Ocala FL. Stirling Food Systems purchases cooking oil in bulk and then sells to restaurants. Responsibilities primarily include logistics and inventory management. (2) Stirling Food System; 1367 NE 17th Rd, Ocala, FL 34470; Not investment related; Cooking Oil Distributor throughout the state of Florida; Owner - primarily inventory management and logistic routing; Start 12/20/19; 80 hrs/mo, 40 hrs/mo during trading. (3) Alpha Capital Group; DBA; Investment Related; 523 SE 42nd Street, Ocala, FL 34480; Employee; Wealth Advisor; Start December 29, 2021; 160 hr/mo, 160 hr/mo during trading. (4) PenFacs; Fixed Insurance; Investment Related; 337 Turnpike Road, Ste 203, Southborough, MA 01722; Agent; Insurance planning as part of the planning process; Start 12/29/2020; 1 hr/mo, 1 hr/mo during trading. (5) Alpha Capital Group Investments, LLC, 523 SE 42nd Street, Ocala, FL 34480, Investment Related, Owner of Entity used for business activities, 0 hrs/month, 0 hrs/month during trading hours. Start: 10/1/2021 (6) Magnolia Extension, LLC - 514 SW 2nd Avenue, Ocala, FL 34471, Commercial Property Holding Company, Passive Owner, Not Investment Related, 1 hr/mo, 0 hr/mo during trading hours. Start: 3/3/2021 (7) Showener LLC - not investment related -514 SW 2nd Ave Ocala FL 34471 - Commercial Real Estate holding company - Owner - start date 4/25/2025 - 1 hour/month - Own commercial real estate and rent NNN lease to long term existing tenants

Exams

• S66 Uniform Combined State Law Examination
  2013-07-03

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Brandon Edward Alain Roberts
• Brandon E Roberts
• Brandon Roberts