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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-27
MN RA APPROVED 2022-09-09
  • TX RA
    APPROVED_RES
    Since 2026-03-27
  • MN RA
    APPROVED
    Since 2022-09-09

Branch Locations

3038 Jeremiah Ln Nw Ste 200, Rochester, MN 55901 • United States

Rochester, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Rochester MN 02/2019 09/2022
Metlife Rochester MN 01/2015 03/2017
Massmutual Life Insurance Co Rochester MN 10/2013 09/2022
Ameriprise Financial Services, Llc Rochester MN 09/2022 Present
Previous Registrations
Other Businesses

Outside Employment; Ikigai Operations LLC; Registered Team Member-AFA; Manage advisory business; 3038 Jeremiah Lane NW, Ste 200, Rochester, MN, 55902; Investment-Related; 10/19/2023; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-20
  • S66 Uniform Combined State Law Examination
    2020-11-20
Other Names
  • Paula Kaase
  • Paula Badger
  • Paula Ann Welch
  • Paula A. Welch
  • Paula A Welch
  • Paula Welch

View on SEC IAPD

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