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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
1045 N Lynndale Dr Unit 2B, Appleton, WI 54914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Appleton | WI | 03/2014 | 12/2017 |
| Woodbury Financial Services Inc | Appleton | WI | 12/2017 | 01/2024 |
| Osaic Wealth, Inc. | Appleton | WI | 01/2024 | Present |
1. EVOLUTION WEALTH MANAGEMENT INC. POSITION: President NATURE: Financial Planning/Advisory/Fixed and Variable Insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 140 START DATE: 12/02/2009 ADDRESS: 100 W. Lawrence Street, Suite 419, Appleton WI 54911, United States DESCRIPTION: Responsible for day to day activites of owning a business, meeting with prospects/clients, offering fudiciary advise to individues on how to manage and their financies. This includes buying/selling securities, providing fixed/variable life insurance, investment/portfolio review and reccommending changes based on the clients needs and identified risk tolerance. 2. TENACITY ADVISORY GROUP, INC. POSITION: Affiliated Advisor NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 566 Red Bird Circle, DePere WI 54115, United States DESCRIPTION: Share best practices.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-05 |
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