Michal B Caro

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 05/2019
  Rogue Investment Services
  Medford, OR
• 05/2019 → 08/2019
  Private Client Services
  Walnut Creek, CA
• 05/2019 → 08/2019
  Castle Rock Wealth Management Llc
  Walnut Creek, CA
• 09/2019 → 06/2020
  Cetera Investment Services Llc
  St Cloud, MN
• 09/2019 → 06/2020
  Cetera Investment Advisers Llc
  Ashland, OR
• 09/2019 → 06/2020
  Rogue Credit Union
  Ashland, OR
• 06/2020 → 04/2024
  Sierra Ridge Wealth Management
  Sacramento, CA
• 04/2024 → 08/2026
  Lpl Financial Llc
  Medford, OR
• 12/2025 → Present
  Rebecca Van Diest Llc
  Medford, OR
• 04/2024 → Present
  Lighthouse Financial Planners And Advisors Llc
  Medford, OR
• 08/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-06-19 → 2024-04-26
  Next Financial Group, Inc.
  Medford, OR
  Medford, OR
  Sacramento, CA
  Roseville, CA
• 2019-09-04 → 2020-06-19
  Cetera Investment Advisers Llc
  Ashland, OR
• 2019-05-01 → 2019-09-03
  Castle Rock Wealth Management, Llc
  Walnut Creek, CA
  Ashland, OR
• 2019-01-14 → 2019-05-02
  Cetera Investment Advisers Llc
  Medford, OR
• 2014-03-04 → 2019-01-14
  Cuso Financial Services, L.P.
  San Diego, CA
  Harbor, OR
  Medford, OR
• 2010-12-23 → 2014-02-28
  Wells Fargo Clearing Services, Llc
  Medford, OR
  Bend, OR
  San Leandro, CA
  Medford, OR
  Auburn, CA
  Roseville, CA
  Medford, OR
  Portland, OR
  Roseville, CA
  Rocklin, CA
  Medford, OR
  Portland, OR

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2004 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: LIGHTHOUSE FINANCIAL PLANNERS AND ADVISORS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: REBECCA VAN DIEST LLC INVESTMENT RELATED: NO ADDRESS: CENTRAL POINT, OR NATURE OF BUSINESS: MARKETING SERVICES START DATE: 12/2025 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE SEO AND MARKETING SERVICES 4. NAME OF OTHER BUSINESS: SIERRA RIDGE ADVISOR GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: DBA APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 5. NAME OF OTHER BUSINESS: SIERRA RIDGE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: DBA APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2010-12-22
• S63 Uniform Securities Agent State Law Examination
  2006-02-02

Designations

• Certified Financial Planner

Other Names

• Michelle Bernice Glew
• Michal Bernice Glew
• Michael Bernice Slate
• Michael Bernice Glew
• Michal Bernice Slate
• Michal B Slate