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Eric Karl Elmore

Wells Fargo Clearing Services, LLC

Sachse, TX

Richardson, TX

Frisco, TX

Fort Worth, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-27
  • TX RA
    APPROVED
    Since 2025-01-27

Branch Locations

7900 Woodbridge Pkwy Ste 179, Sachse, TX 75048 • United States

1405 E Renner Rd Ste 410, Richardson, TX 75082 • United States

5015 Eldorado Pkwy, Frisco, TX 75033 • United States

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tracker Funds Llc Dallas TX 10/2014 12/2019
First National Bank Of Omaha Frisco TX 12/2019 01/2022
Raymond James Financial Services Advisors, Inc. Frisco TX 02/2020 01/2022
Raymond James Financial Services, Inc. Frisco TX 01/2020 01/2022
First Investments And Planning Frisco TX 12/2019 01/2022
Pnc Investments Llc Grapevine TX 01/2022 01/2025
Wells Fargo Clearing Services, Llc ( Fort Worth TX 01/2025 Present
  • 10/2014 → 12/2019
    Tracker Funds Llc
    Dallas, TX
  • 12/2019 → 01/2022
    First National Bank Of Omaha
    Frisco, TX
  • 02/2020 → 01/2022
    Raymond James Financial Services Advisors, Inc.
    Frisco, TX
  • 01/2020 → 01/2022
    Raymond James Financial Services, Inc.
    Frisco, TX
  • 12/2019 → 01/2022
    First Investments And Planning
    Frisco, TX
  • 01/2022 → 01/2025
    Pnc Investments Llc
    Grapevine, TX
  • 01/2025 → Present
    Wells Fargo Clearing Services, Llc (
    Fort Worth, TX
Previous Registrations
Other Businesses

RENTAL PROPERTY - ZACHERY ; INV RELATED; FRISCO, TX; LEASE;50% OWNERSHIP; START DATE: 11/03/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-03-05
S65 Uniform Investment Adviser Law Examination 2014-12-22
  • S63 Uniform Securities Agent State Law Examination
    2020-03-05
  • S65 Uniform Investment Adviser Law Examination
    2014-12-22

View on SEC IAPD

Other Firms

EMERSON EQUITY LLC
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
CALTON & ASSOCIATES, INC.
OSAIC WEALTH, INC.

Other Investors

TODD NATHAN CONDIFF
YOSR EL GHARBI VALLE
HANLU YE
Melvin Lloyd McNeal
Jonathon Condren
JARROD CARL RUSH
Eric M Kurtzbein
Erin Williams

Other Offices

EMERSON EQUITY LLC · SACHSE, TX
WELLS FARGO CLEARING SERVICES, LLC · SACHSE, TX
EDWARD JONES · Wylie, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WYLIE, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Wylie, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Wylie, TX
LPL FINANCIAL LLC · WYLIE, TX
J.P. MORGAN SECURITIES LLC · WYLIE, TX

More in Sachse, TX

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