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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-09-29
  • TX RA
    APPROVED
    Since 2014-09-29

Branch Locations

200 S 10Th St, Mcallen, TX 78501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merril Lynch, Pierce, Fenner And Smith Incorporated Mcallen TX 09/2014 Present
  • 09/2014 → Present
    Merril Lynch, Pierce, Fenner And Smith Incorporated
    Mcallen, TX
Previous Registrations
Other Businesses

I*110944 For profit or not for profit: For-Profit Organization Name of outside business organization: Patriot Touchdown Club Investment related: N Address of business: Mision, Texas 78572 Nature of business: LLC, Position, title, association: Other, member Start date of relationship: 9/9/2016 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: member entity was not utilized and is in the process of being dissolved

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-11
S63 Uniform Securities Agent State Law Examination 2009-01-09
  • S66 Uniform Combined State Law Examination
    2014-03-11
  • S63 Uniform Securities Agent State Law Examination
    2009-01-09
Other Names
  • Marla Y Meza

View on SEC IAPD

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