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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-11-07
  • AZ RA
    APPROVED
    Since 2024-11-07

Branch Locations

4280 N Campbell Ave Suite 200, Tucson, AZ 85718 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 01/2011 03/2020
Laurence Lof Financial Advisors, Llc Tucson AZ 05/2016 03/2020
Greenberg Financial Group Tucson AZ 03/2020 01/2023
Lpl Financial Llc Tucson AZ 01/2023 06/2025
Householder Group Estate & Retirement Specialists Tucson AZ 01/2023 10/2024
Wealth Enhancement Group Tucson AZ 11/2024 Present
Wealth Enhancement Advisory Services Tucson AZ 11/2024 Present
Wealth Enhancement Brokerage Services Tucson AZ 11/2024 Present
  • 01/2011 → 03/2020
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2016 → 03/2020
    Laurence Lof Financial Advisors, Llc
    Tucson, AZ
  • 03/2020 → 01/2023
    Tucson, AZ
  • 01/2023 → 06/2025
    Lpl Financial Llc
    Tucson, AZ
  • 01/2023 → 10/2024
    Householder Group Estate & Retirement Specialists
    Tucson, AZ
  • 11/2024 → Present
    Wealth Enhancement Group
    Tucson, AZ
  • 11/2024 → Present
    Wealth Enhancement Advisory Services
    Tucson, AZ
  • 11/2024 → Present
    Wealth Enhancement Brokerage Services
    Tucson, AZ
Previous Registrations
Other Businesses

ECA \ Synchronize - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 01/04/2023 - 80 Hours Per Month/80 Hours During Securities Trading Wealth Enhancement Advisory Services- Registered Investment Advisor Hybrid- Investment Related - At Reported Business Location(s) - Start Date 10/31/2024 - 160 Hours Per Month/ 120 Hours During Trading- I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-10
S63 Uniform Securities Agent State Law Examination 2009-01-15
  • S66 Uniform Combined State Law Examination
    2014-10-10
  • S63 Uniform Securities Agent State Law Examination
    2009-01-15
Other Names
  • Stephanie Marie Sturm
  • Stephanie M Duran
  • Stephanie Marie Duran
  • Stephanie Marie Mayoral
  • Stephanie Marie Sturm

View on SEC IAPD

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