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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-06-27 |
| TX | RA | APPROVED_RES | 2022-06-27 |
Branch Locations
124 County Line Road West 2Nd Floor Suite D, Westerville, OH 43082 • United States
Columbus, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 11/2008 | 06/2022 |
| Ameriprise Financial Services | Westerville | OH | 06/2022 | 06/2022 |
| Ameriprise Financial Services, Llc | Westerville | OH | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Westerville | OH | 06/2022 | Present |
Real Estate Ownership; Single Family; 2221 N 20th St, , Lafayette, IN, 47904; Not Investment-Related; 08/21/2023 / Commercial; 124 County Line Rd W, Suite D, Westerville, OH, 43082; Not Investment-Related; 02/09/2026. Independent Insurance Brokering; Unum; 10/24/2023; Universal Life. Business Ownership; P. Randolph Financial Group; Investment management, practice management, client and business efficiency, and other roles as needed.; Financial Advisory and planning services; 124 County Line Rd W Second floor Suite D, , Westerville, OH, 43082; Investment-Related; 05/23/2022; 60 hours per month; 60 during trading hours. Outside Employment; P. Randolph Financial Group; President/CEO - Investment management, practice management, client and business efficiency, and other roles as needed; ; 124 County Line Rd W Second floor Suite D, , Westerville, OH, 43082; Investment-Related; 05/23/2022; 60 hours per month; 60 during trading hours / 1099 Consulting to TE - Connectivity; Speaker for no more than an hour monthly going over basic information like what is a stock, bond, mutual fund, a market, etc. No specific investment information or selling.; Speaking to a group going over information like what is a market, what is risk tolerance, what is a stock, bond. 1099 Consulting - Not a direct employee; 1050 Westlakes Drive, , Berwyn, PA, 19312; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; P Randolph Publishing; Published works for sale to public.; 3258 Abingdon Dr, , Columbus, OH, 43224; Not Investment-Related; 08/01/2022; 1 to 9 hours per month; 0 during trading hours / You Tube Videos; Basic videos going over different life idea talking points - listening skills, as an example.; 3258 Abingdon Dr, , Columbus, OH, 43224; Not Investment-Related; 10/14/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-29 |
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