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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-06-27
TX RA APPROVED_RES 2022-06-27
  • OH RA
    APPROVED
    Since 2022-06-27
  • TX RA
    APPROVED_RES
    Since 2022-06-27

Branch Locations

124 County Line Road West 2Nd Floor Suite D, Westerville, OH 43082 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2008 06/2022
Ameriprise Financial Services Westerville OH 06/2022 06/2022
Ameriprise Financial Services, Llc Westerville OH 03/2020 03/2020
Ameriprise Financial Services, Llc. Westerville OH 06/2022 Present
Previous Registrations
  • 2009-02-19 → 2022-06-27
    Columbus, OH
    Westerville, OH
    Westerville, OH
    St Louis, MO
Other Businesses

Real Estate Ownership; Single Family; 2221 N 20th St, , Lafayette, IN, 47904; Not Investment-Related; 08/21/2023 / Commercial; 124 County Line Rd W, Suite D, Westerville, OH, 43082; Not Investment-Related; 02/09/2026. Independent Insurance Brokering; Unum; 10/24/2023; Universal Life. Business Ownership; P. Randolph Financial Group; Investment management, practice management, client and business efficiency, and other roles as needed.; Financial Advisory and planning services; 124 County Line Rd W Second floor Suite D, , Westerville, OH, 43082; Investment-Related; 05/23/2022; 60 hours per month; 60 during trading hours. Outside Employment; P. Randolph Financial Group; President/CEO - Investment management, practice management, client and business efficiency, and other roles as needed; ; 124 County Line Rd W Second floor Suite D, , Westerville, OH, 43082; Investment-Related; 05/23/2022; 60 hours per month; 60 during trading hours / 1099 Consulting to TE - Connectivity; Speaker for no more than an hour monthly going over basic information like what is a stock, bond, mutual fund, a market, etc. No specific investment information or selling.; Speaking to a group going over information like what is a market, what is risk tolerance, what is a stock, bond. 1099 Consulting - Not a direct employee; 1050 Westlakes Drive, , Berwyn, PA, 19312; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; P Randolph Publishing; Published works for sale to public.; 3258 Abingdon Dr, , Columbus, OH, 43224; Not Investment-Related; 08/01/2022; 1 to 9 hours per month; 0 during trading hours / You Tube Videos; Basic videos going over different life idea talking points - listening skills, as an example.; 3258 Abingdon Dr, , Columbus, OH, 43224; Not Investment-Related; 10/14/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-29
  • S66 Uniform Combined State Law Examination
    2009-01-29
Other Names
  • Philip Hemphill
  • Philip Randolph Hemphill
  • Philip Randolph Hemphill
  • Philip Randolph Hemphill
  • Phil Hemphill

View on SEC IAPD

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