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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-03-02 |
| TX | RA | APPROVED_RES | 2025-09-16 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Puyallup | WA | 10/2012 | 05/2025 |
| Bordeaux Prperties, Llc | Covington | WA | 08/2010 | 03/2023 |
| Bordeaux Properties, Llc (18843) | Covington | WA | 09/2011 | 02/2023 |
| Jpmorgan Chase Bank N.A | Puyallup | WA | 10/2012 | 05/2025 |
| Bordeaux Properties, Llc. | Covington | WA | 09/2011 | 03/2023 |
| Bordeaux Properties, Llc | Covington | WA | 07/2014 | Present |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 09/2025 | Present |
Entity Name: BORDEAUX PROPERTIES, LLC Investment related: No Address: Private Residence Nature of the other business: Rental Position/ Title/ Relationship: Owner /Partner Start Date: Jul 01, 2014 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Coordinator and part manager RENTAL PROPERTY-18704; INV RELATED; COVINGTON,WA; RENTAL;50% OWNERSHIP; START DATE: 09/11/2011; 3 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY- 19461; INV RELATED; COVINGTON,WA; RENTAL;50% OWNERSHIP; START DATE: 09/11/2011; 3 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY- 24405; INV RELATED; AUBURN, WA; RENTAL;50% OWNERSHIP; START DATE: 09/11/2011; 3 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY- 1319; INV RELATED; KENT,WA; RENTAL;50% OWNERSHIP; START DATE: 09/11/2011; 3 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY- 18843; INV RELATED; COVINGTON,WA; RENTAL;50% OWNERSHIP; START DATE: 09/11/2011; 3 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY- 860; INV RELATED; KENT,WA; RENTAL;50% OWNERSHIP; START DATE: 09/11/2011; 3 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-23 |
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