Shon James Houston

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → Present
  Securities America, Inc.
  La Vista, NE
• 07/2016 → 04/2018
  Unemployed
  Omaha, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2018-08-17 → 2024-06-14
  Securities America Advisors, Inc.
  La Vista, NE

Other Businesses

SAA RIA POSITION: Data Integrity Analyst NATURE: SAA RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2018 ADDRESS: 12325 Port Grace BLVD, Omaha NE 68128, United States DESCRIPTION: Data Integrity Analyst - home office employee

Exams

• S66 Uniform Combined State Law Examination
  2018-08-13
• S63 Uniform Securities Agent State Law Examination
  2008-12-29

Other Names

• Shon J Houston