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Kimberly Ann Watkinson

Rbc Capital Markets, LLC

Tucson, AZ

Wells Fargo Clearing Services, LLC

Tucson, AZ

Tucson, AZ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-20
  • AZ RA
    APPROVED
    Since 2026-08-20

Branch Locations

3430 East Sunrise Drive Suite 250, Tucson, AZ 85718-3237 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-03-24
CA RA APPROVED 2021-03-10
  • AZ RA
    APPROVED
    Since 2021-03-24
  • CA RA
    APPROVED
    Since 2021-03-10

Branch Locations

2195 E River Rd [Sa-Rbo], Tucson, AZ 85718 • United States

5740 N Swan Rd, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Tucson AZ 03/2015 11/2016
Wells Fargo Clearing Services, Llc Tucson AZ 03/2017 08/2026
Fidelity Investments Tucson AZ 11/2016 02/2017
Wells Fargo Bank, Na Tucson AZ 03/2017 08/2026
Rbc Capital Markets, Llc Tucson AZ 08/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-10
S63 Uniform Securities Agent State Law Examination 2016-03-24
  • S66 Uniform Combined State Law Examination
    2021-03-10
  • S63 Uniform Securities Agent State Law Examination
    2016-03-24
Other Names
  • Kim Watkinson
  • Kimberly Ann Watkinson
  • Kimberly Watkinson

View on SEC IAPD

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IRONWOOD FINANCIAL, LLC · TUCSON, AZ
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