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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-01-26 |
Branch Locations
1511 N West Shore Blvd Suite 800, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Tampa | FL | 01/2009 | Present |
| Neil Effer | Tampa | FL | 03/2015 | 09/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 09/2025 |
| Kevin O Connell | Tampa | FL | 09/2025 | Present |
| Theodore John Kuczarski | Tampa | FL | 10/2025 | Present |
50% OWNER, URBAN WOODCRAFTERS, 9426 LAZY LANE, TAMPA, , FLORIDA, 33624, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 6/20/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, CLERICAL - TYPE PROPOSAL & INVOICES FOR MY DOMESTIC PARTNER; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-09-14 |
| S65 | Uniform Investment Adviser Law Examination | 2008-07-09 |
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