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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-16 |
| AK | RA | APPROVED | 2011-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Juneau | AK | 05/2011 | Present |
| Bank Of America, N.A. | Juneau | AK | 07/2011 | Present |
I*6694 Entity Type: Rental property Name of outside business organization: Z. K. Investment related: No Address of business: Juneau, Alaska 99801 Position, title, association: Co-owner with other family members Start date of relationship: 6/1/2018 Number of hours devoted: 2 hours mthly Number of hours devoted during trading hours: 0 Duties: Co owner of rental property I*6693 Entity Type: Rental property Name of outside business organization: Z. K. Address of business: Juneau, Alaska 99801 Position, title, association: Co-owner with other family members Start date of relationship: 6/20/2017Number of hours devoted: 2 hours mthly Number of hours devoted during trading hours: 0 Duties: Co owner of rental property I*: 2415277Entity Type: Freehold, Co-Op, HOAName of OBA: Spruce Point Waterfront AssociationAddress: Juneau, Alaska, 99801Investment Related: NoPosition, Title, Association: Board memberEmployee Start Date: 24-Apr-2025Number of Hours: 3 hrs annuallyNumber of Hours during trading: 0 Duties: Manage a communal dock associated with my neighborhood. SPWA is the HOA that governs the dock. I*3432266, Entity Type Entity Charitable, Name of OBA: Capital CIty Civic Center Board of Directors Address: JuneauAlaska99801 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/09/2026 No Hours: 1 monthly No Hours during trading: 0 Duties: Helping with the fundraising, construction, and introduction of the new Civic Center. To help construct a Civic Center in downtown Juneau I*4870270, Entity Type: Entity For Profit, Name of OBA: Tongass Refuse LLC , Address: Juneau, Alaska, 99801, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 08/01/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Silent Partner - BroKo Holdings LLC is leasing the company land in exchange for an ownership interest of 20% in the entity. Solid Waste Removal I*4870269 Entity Type: For Profit Name of OBA: BroKo Equipment Rental LLC Address: Juneau, Alaska, 99801 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 07/31/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: Small Scale Equipment Rentals. Purchasing and Maintaining equipment I*1647268, Entity Type: Entity For Profit, Name of OBA: BroKo Holdings LLC, Address: Juneau, Alaska, 99801, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 12/28/2023, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Partner level discussions about buying and selling real estate Real Estate Development and Holding Company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-29 |
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