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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-16
AK RA APPROVED 2011-08-18
  • TX RA
    APPROVED_RES
    Since 2021-08-16
  • AK RA
    APPROVED
    Since 2011-08-18

Branch Locations

801 W 10Th St, Juneau, AK 99801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Juneau AK 05/2011 Present
Bank Of America, N.A. Juneau AK 07/2011 Present
Other Businesses

I*6694 Entity Type: Rental property Name of outside business organization: Z. K. Investment related: No Address of business: Juneau, Alaska 99801 Position, title, association: Co-owner with other family members Start date of relationship: 6/1/2018 Number of hours devoted: 2 hours mthly Number of hours devoted during trading hours: 0 Duties: Co owner of rental property I*6693 Entity Type: Rental property Name of outside business organization: Z. K. Address of business: Juneau, Alaska 99801 Position, title, association: Co-owner with other family members Start date of relationship: 6/20/2017Number of hours devoted: 2 hours mthly Number of hours devoted during trading hours: 0 Duties: Co owner of rental property I*: 2415277Entity Type: Freehold, Co-Op, HOAName of OBA: Spruce Point Waterfront AssociationAddress: Juneau, Alaska, 99801Investment Related: NoPosition, Title, Association: Board memberEmployee Start Date: 24-Apr-2025Number of Hours: 3 hrs annuallyNumber of Hours during trading: 0 Duties: Manage a communal dock associated with my neighborhood. SPWA is the HOA that governs the dock. I*3432266, Entity Type Entity Charitable, Name of OBA: Capital CIty Civic Center Board of Directors Address: JuneauAlaska99801 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/09/2026 No Hours: 1 monthly No Hours during trading: 0 Duties: Helping with the fundraising, construction, and introduction of the new Civic Center. To help construct a Civic Center in downtown Juneau I*4870270, Entity Type: Entity For Profit, Name of OBA: Tongass Refuse LLC , Address: Juneau, Alaska, 99801, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 08/01/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Silent Partner - BroKo Holdings LLC is leasing the company land in exchange for an ownership interest of 20% in the entity. Solid Waste Removal I*4870269 Entity Type: For Profit Name of OBA: BroKo Equipment Rental LLC Address: Juneau, Alaska, 99801 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 07/31/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: Small Scale Equipment Rentals. Purchasing and Maintaining equipment I*1647268, Entity Type: Entity For Profit, Name of OBA: BroKo Holdings LLC, Address: Juneau, Alaska, 99801, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 12/28/2023, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Partner level discussions about buying and selling real estate Real Estate Development and Holding Company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-15
S63 Uniform Securities Agent State Law Examination 2009-01-29
  • S66 Uniform Combined State Law Examination
    2011-08-15
  • S63 Uniform Securities Agent State Law Examination
    2009-01-29
Other Names
  • Zach T Kohan

View on SEC IAPD

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