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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-25 |
| TX | RA | APPROVED | 2018-11-01 |
Branch Locations
1900 Summit Tower Boulevard Suite 230, Orlando, FL 32810 • United States
Saint Augustine, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ef Legacy Securities, Llc | Henrico | VA | 04/2016 | 10/2018 |
| Edelman Financial Services, Llc | Fairfax | VA | 06/2016 | 11/2018 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-08 |
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