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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Digi-Hard Llc | Atlanta | GA | 01/2014 | Present |
| E*Trade Securities Llc | Alpharetta | GA | 04/2016 | 02/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 02/2020 | 09/2023 |
| Morgan Stanley | Alpharetta | GA | 08/2023 | Present |
| Morgan Stanley Service Group, Inc. | Alpharetta | GA | 01/2022 | 08/2026 |
(A) 1. DIGI-HARD LLC 2. NON INVESTMENT-RELATED 3. ATLANTA GA 4. ELECTRONIC ENGINEERING 5. EMPLOYEE 6. START DATE - 1/2014 7. APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS - 0-10; 8. NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS - 0 9. A personal friend approached me about helping with his small business (B) 1. Backyard Dreamworks/Pool Designworks LLC 2. Investment Related: No 3. (Personal Address) 4. Swimming Pools 5. Owner 6. 10/01/2020 7. Hours devoted to business: 8 8. Hours devoted during Securities business: 0 9. Company Owner doing CAD drawings and pool designs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-13 |
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