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William Alan Cary

Wells Fargo Clearing Services, LLC

Greensboro, NC

Winston Salem, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-27
NC RA APPROVED 2022-11-21
UT RA APPROVED 2020-10-30
MI RA APPROVED 2016-08-04
IL RA APPROVED 2014-05-15
MO RA APPROVED 2013-07-29
  • FL RA
    APPROVED
    Since 2024-02-27
  • NC RA
    APPROVED
    Since 2022-11-21
  • UT RA
    APPROVED
    Since 2020-10-30
  • MI RA
    APPROVED
    Since 2016-08-04
  • IL RA
    APPROVED
    Since 2014-05-15
  • MO RA
    APPROVED
    Since 2013-07-29

Branch Locations

806 Green Valley Rd Ste 100, Greensboro, NC 27408 • United States

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Louis MO 01/2009 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-28
  • S66 Uniform Combined State Law Examination
    2013-07-28
Other Names
  • William Alan Cary
  • William Allan Cary

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · GREENSBORO, NC
BANKERS LIFE ADVISORY SERVICES, INC. · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
BY DESIGN FINANCIAL PLANNING · GREENSBORO, NC
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