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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-11-01 |
| SD | RA | APPROVED | 2011-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sioux Falls | SD | 01/2009 | Present |
| Bank Of America, N.A. | Sioux Falls | SD | 03/2012 | Present |
I*1978272Entity Type, CharitableName of OBA: South Dakota Hall of FameAddress: Chamberlain, South Dakota,57325Investment Related: noPosition, Title, Association: Board MemberEmployee Start Date: 01/01/2025No Hours: 20 monthlyNo Hours during trading:0Duties: Fundraising and voting I*1978272 Entity Type: Entity Charitable Name of OBA: South Dakota Hall of Fame Address: Chamberlain, South Dakota, 57325 Investment Related: No Position, Title, Association: Treasurer,Board Member Employee Start Date: 01/01/2025 Number of Hours: 20, Monthly Number of Hours during trading: 0, Monthly Duties: An organization dedicated to championing excellence in our state. With the treasurer role, I'll be responsible for presenting financial documents prepared by the staff and outside accounting firm.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-11 |
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