Peter John Kissell

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-01-22

MN RA
APPROVED

Since 2014-01-22

Branch Locations

550 S 4Th St 13Th Fl [Minn Rcast], Minneapolis, MN 55415 • United States

1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	White Bear Lake	MN	02/2009	Present
Wells Fargo Advisors, Llc	San Francisco	CA	03/2012	11/2016
Wells Fargo Clearing Services, Llc	San Francisco	CA	11/2016	Present

02/2009 → Present

Wells Fargo Bank Na

White Bear Lake, MN
03/2012 → 11/2016

Wells Fargo Advisors, Llc

San Francisco, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

San Francisco, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-05-08

S63 Uniform Securities Agent State Law Examination

2012-05-08

View on SEC IAPD

Employer firm

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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