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Russell Byrom

Tri-Ad Capital Management I, LLC

Escondido, CA

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Current Employers
Tri-Ad Capital Management I, Llc

221 W. Crest St., Ste. 300, Escondido, CA 92025 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-15
  • TX RA
    APPROVED
    Since 2023-09-15

Branch Locations

221 W. Crest St., Ste. 300, Escondido, CA 92025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Distributors, Inc. San Antonio TX 08/2011 06/2019
Unemployed San Antonio TX 06/2019 10/2019
Pensionmark Financial Group, Llc Austin TX 11/2019 02/2021
Pensionmark Securities, Llc Austin TX 11/2019 02/2021
Leafhouse Financial Advisors Austin TX 11/2021 02/2023
Unemployed Austin TX 02/2021 10/2021
Tri-Ad Capital Management I, Llc Escondido CA 02/2023 Present
  • 08/2011 → 06/2019
    American Funds Distributors, Inc.
    San Antonio, TX
  • 06/2019 → 10/2019
    Unemployed
    San Antonio, TX
  • 11/2019 → 02/2021
    Pensionmark Financial Group, Llc
    Austin, TX
  • 11/2019 → 02/2021
    Pensionmark Securities, Llc
    Austin, TX
  • 11/2021 → 02/2023
    Leafhouse Financial Advisors
    Austin, TX
  • 02/2021 → 10/2021
    Unemployed
    Austin, TX
  • 02/2023 → Present
    Tri-Ad Capital Management I, Llc
    Escondido, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-25
  • S66 Uniform Combined State Law Examination
    2009-03-25
Other Names
  • Russell Patrick Byrom
  • Russell Patrick Byrom

View on SEC IAPD

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CURT MATHEW BEYER
Natalie Dawn Slemp
Rene' A Flores
Darion D Haggerty
Noah McKemy
Kristina Clara Kemper Allardice
Rosario Scappaticci

Other Offices

HARVESTWISE WEALTH PLANNING · ESCONDIDO, CA
LPL FINANCIAL LLC · ESCONDIDO, CA
EDWARD JONES · ESCONDIDO, CA
RED SEVEN · ESCONDIDO, CA
J.P. MORGAN SECURITIES LLC · ESCONDIDO, CA
LPL FINANCIAL LLC · ESCONDIDO, CA
AMERITAS ADVISORY SERVICES, LLC · ESCONDIDO, CA
U.S. BANCORP ADVISORS, LLC · Escondido, CA

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