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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-04-20
KS RA APPROVED 2009-04-02
  • TX RA
    APPROVED
    Since 2009-04-20
  • KS RA
    APPROVED
    Since 2009-04-02

Branch Locations

1635 N. Waterfront Pkwy Suite 250, Wichita, KS 67206 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Wichita KS 11/2008 Present
  • 11/2008 → Present
    Ubs
    Wichita, KS
Other Businesses

1)CHILD START / 1069 SOUTH GLENDALE STREET WICHITA KS 67218 / CHILD EDUCATION/WELFARE / FINANCE COMMITTEE / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / REVIEW AND ADVISE ON THE FINANCIAL POSITION OF THE ORGANIZATION. / START DATE 07/01/2011. 2) NAME OF OTHER BUSINESS:Britt m. Brown Revocable Trust U/A Dtd 12/07/2005 / INVESTMENT RELATED?: Yes / ADDRESS: 412 N. Herrington, Wichita, Kansas 67206/ NATURE OF THE BUSINESS: Trust / POSITION: 3rd level successor trustee/ DUTIES:3rd level successor trustee that would be in charge of settling/distributing trust / START DATE: 08/04/2022 3) Mary R Koch Arts Center, WichitaKansasUnited States-67206, Educational Establishment, Art's, Mark Arts is Wichita's premier art gallery and location for art classes, culinary classes and art events, Advisor or advisory group member if advice given may influence an officer/board, The Finance Committee for Mark Arts provides overall financial oversight of the nonprofit. Its members help ensure the organization has the necessary resources to provide programming and deliver their mission in the community, START DATE-1/1/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-01
  • S66 Uniform Combined State Law Examination
    2009-04-01

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