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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commerce Brokerage Services, Inc | St. Louis | MO | 09/2013 | Present |
| Lpl Financial Llc | St. Louis | MO | 08/2023 | Present |
1. 03/30/2023 - Spectrum Band - Not Investment Related - St. Charles, MO - Musician - Start Date 10/01/2021 - 12 Hours Per Month/ 0 Hours During Trading - Time Spent 2% 2. 03/30/2023 - Notary - Investment Related - At Reported Business Location(s) - Notary - Start Date 08/01/2007 3. 03/30/2023 - AZALEA AGENCY - Not Investment Related - Home Based - Actress/Model - Start Date 08/01/2013 - 0 Hours During Trading - Time Spent 1% 4. 03/30/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 5. 11/13/2024 - Financial Institution Duty - Not Investment Related - At Reported Business Location(s) - Start Date 10/02/2023 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-31 |
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