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2333. San Ramon Valley Boulevard Suite 250, San Ramon, CA 94583 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-06-04 |
Branch Locations
2333. San Ramon Valley Boulevard Suite 250, San Ramon, CA 94583 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secure Retirement Financial & Insurance Services Corp. | San Ramon | CA | 10/2012 | Present |
| Crown Capital Securities, Lp | Orange | CA | 02/2013 | 02/2024 |
| Vanderbilt Securities, Llc | Woodbury | NY | 02/2024 | Present |
IAR Secure Retirement. Investment related. Start date: 02/14/2013. Address: 2333 San Ramon Valley Blvd. Ste 250 San Ramon, CA, 94583. Title: IAR. Duties: Duties include preparing retirement forecast for income . Assisting with management of the operations of RIA. Assist clients with questions and prepare reports when called for. Making trades for RIA and client request and needs, Reviewing client request to help guide them with Medicare planning , Long Term Care planning and Social Security Claiming. Assist with preparation of client communications and client educational events. Time spent during regular hours: 50%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-21 |
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