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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-27 |
| WA | RA | APPROVED | 2026-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Seattle | WA | 07/2015 | 12/2021 |
| D.A. Davidson & Co. | Seattle | WA | 12/2021 | 04/2026 |
| Lpl Financial | Seattle | WA | 04/2026 | Present |
1. 04/2026 - ST JOHN CATHOLIC SCHOOL - Teacher Paid by School or University - Inv Related - 8 Hour(s)/Month - 0 Hour(s) During Trading - Seattle, WA, 98103 - OBA Start Date: 09/10/2025 2. 04/2026 - Soundview Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 40 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/27/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-02 |
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