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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-08 |
| FL | RA | APPROVED | 2018-02-26 |
Branch Locations
800 N Magnolia Ave 14Th Fl [E2-Rbo], Orlando, FL 32803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Melville | NY | 09/2013 | 05/2017 |
| Jpmorgan Chase Bank Na | Melville | NY | 08/2013 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Smithtown | NY | 05/2017 | 02/2018 |
| Wells Fargo Clearing Services, Lllc | Orlando | FL | 02/2018 | Present |
COZY POP, NOT INV RELATED, ORLANDO, FL, 100% OWNERSHIP, START: 7/7/2020, 10 HRS/MONTH, 0 HRS DURING TRADING, TSHIRT SALES ONLINE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-18 |
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