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540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-03-22 |
Branch Locations
One Alhambra Plaza Suite 1130, Coral Gables, FL 33134 • United States
540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc | Miami | FL | 02/2014 | 09/2016 |
| Raymond James & Associates, Inc. | Miami | FL | 09/2016 | 09/2020 |
| Wells Fargo Clearing Services, Llc. | Miami | FL | 09/2020 | 02/2021 |
| Snowden Lane Partners | Miami | FL | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-31 |
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