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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-14
  • FL RA
    APPROVED
    Since 2026-05-14

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Miami , FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Miami FL 06/2016 09/2017
Hsbc Bank Usa Na Miami FL 09/2017 01/2022
Hsbc Securities Usa Inc Miami FL 10/2017 01/2022
Jpmorgan Chase Bank Na Miami FL 06/2016 09/2017
Jpmorgan Chase Bank Na Miami FL 01/2022 04/2026
Jpmorgan Securities Llc Miami FL 01/2022 04/2026
Ubs Financial Services, Inc Coral Gables FL 04/2026 Present
  • 06/2016 → 09/2017
    Jpmorgan Securities Llc
    Miami, FL
  • 09/2017 → 01/2022
    Hsbc Bank Usa Na
    Miami, FL
  • 10/2017 → 01/2022
    Hsbc Securities Usa Inc
    Miami, FL
  • 06/2016 → 09/2017
    Jpmorgan Chase Bank Na
    Miami, FL
  • 01/2022 → 04/2026
    Jpmorgan Chase Bank Na
    Miami, FL
  • 01/2022 → 04/2026
    Jpmorgan Securities Llc
    Miami, FL
  • 04/2026 → Present
    Coral Gables, FL
Previous Registrations
  • 2022-02-18 → 2026-04-20
    Miami, FL
    Miami, FL
  • 2017-12-04 → 2022-01-21
    Miami, FL
  • 2015-05-11 → 2016-06-14
    Credit Suisse Securities (Usa) Llc
    Miami, FL
  • 2013-05-14 → 2015-04-21
    Truist Investment Services, Inc.
    Key Biscayne, FL
    Coral Gables, FL
Other Businesses

Other business, rental property income. Property under personal name, sole owner. Address: 3493 SW 23 St Miami FL 33145 United States. Start date 11/2009. Devote 8 hrs a month. Duties include, property management. Cinthya Lock (self) , Miami Florida United States , Sole proprietorship ,Real Estate ,Property Management , Proprietor / owner ,Property management, Start date 12/1/2009

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-09
  • S66 Uniform Combined State Law Examination
    2013-05-09
Other Names
  • Cinthya Lock
  • Cinthya Janet Lock
  • Cinthya J Lock

View on SEC IAPD

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