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500 Damonte Ranch Parkway Building 700, Unit 700, Reno, NV 89521 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-01-11 |
Branch Locations
500 Damonte Ranch Parkway Building 700, Unit 700, Reno, NV 89521 • United States
249 Pawling Avenue Suite 201, Hartland, WI 53029 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Waukesha | WI | 07/2011 | 10/2017 |
| Mml Investors Services | Waukesha | WI | 07/2011 | 10/2017 |
| Waddell & Reed Inc | Waukesha | WI | 10/2017 | 12/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Hartland | WI | 10/2017 | 12/2018 |
| M4 Financial Partners Llc | Hartland | WI | 07/2012 | 12/2018 |
| Cover5 Inc. | New Berlin | WI | 11/2009 | 11/2017 |
| Belpointe Asset Management, Llc | Reno | NE | 01/2019 | Present |
| Redwood Financial Strategies | Hartland | WI | 01/2019 | Present |
1). FIXED INSURANCE SALES, INVESTMENT RELATED, SAME ADDRESS AS BRANCH, INSURANCE PRODUCER FOR MULTIPLE COMPANIES, SINCE 01/2019 APPROX 10 HOURS PER MONTH DURING SOME TRADING HOURS. 2). SCHERRER CARES INC, BURLINGTON, WI, NON-INVESTMENT RELATED, NON PROFIT 501C-3,DIRECTOR -ON BOARD OF DIRECTORS FOR BUDDY BENCH, PROMOTES ANTI BULLYING ATMOSPHERE IN K-12 SCHOOLS, 8 HRS/MO, 0HRS/MO DURING SECURITY TRADING HOURS, 05/2015-PRESENT. 3). CEO TO CEO, NON-INVESTMENT RELATED, 358 SUNSHINE DR, HARTFORD, WI 53029, BUSINESS CONSULTING/COACHING SERVICE, OWNER/CONSULTANT SINCE 12/2020, 3 TO 8 HOURS PER WEEK, 4 TRADING HOURS. 4)THIRD SEVEN CAPITAL, INVESTMENT RELATED, SAME ADDRESS AS BRANCH, BROKER DEALER ASSOCIATION FOR VARIABLE ANNUITY AND ALTERNATIVE INVESTMENT SALES, 8 HOURS/MONTH DURING TRADING HOURS, STARTING 02/2021 5) AUTHOR, NON-INVESTMENT RELATED, N71W31034 LOWER CLUB CIRCLE W, HARTFORD, WI 53029, SALES OF BOOK WRITTEN BY MICHAEL REISEL 6) REDWOOD FINANCIAL STRATEGIES, INVESTMENT RELATED, SAME ADDRESS AS BRANCH, SINCE 01/2019, DBA NAME FOR INVESTMENT ADVICE AND INSURANCE SALES. 7) Redwood Station, LLC, non investment related, 249 Pawling Ave, Hartland, WI, Commercial building - office leases, start 04/2024, owner, 4 hours per month outside of trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-02-19 |
| S65 | Uniform Investment Adviser Law Examination | 2011-12-22 |
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