Best Investors Account Sign in

Autumn Sundown Walker

Charles Schwab & Co., Inc.

Indianapolis, IN

CRD 5613240

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-08-31
  • IN RA
    APPROVED
    Since 2022-08-31

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 10/2008 Present
Other Businesses

"St. James Manor Homeowners Association|Investment Related:No|P.O. Box;Greenfield;IN;46140;USA|Nonprofit Charitable Organizations|Vice President|2020-09-16|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Duties incumbent upon the President during the absence or disability of the President. In the absence of the president, shall preside at all meeting of the Owners and of the Board of Directors. From time to time, may be delegated by the Board or by the president, to perform other duties to support the homeowners association. Responsibilities of the president that I might have to assist with would be appointing committees from the homeowners in the association, as necessary to assist in the affairs of the association and as the board may deem necessary."

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-31
S63 Uniform Securities Agent State Law Examination 2009-03-09
  • S65 Uniform Investment Adviser Law Examination
    2022-08-31
  • S63 Uniform Securities Agent State Law Examination
    2009-03-09
Other Names
  • Autumn Sundown Hayes
  • Autumn Sundown Huryn
  • Autumn Sundown Hayes Huryn
  • Autumn Sundown Hayes
  • Autumn S Hayes

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Indianapolis, IN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor