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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-08-31 |
Branch Locations
8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Indianapolis | IN | 10/2008 | Present |
"St. James Manor Homeowners Association|Investment Related:No|P.O. Box;Greenfield;IN;46140;USA|Nonprofit Charitable Organizations|Vice President|2020-09-16|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Duties incumbent upon the President during the absence or disability of the President. In the absence of the president, shall preside at all meeting of the Owners and of the Board of Directors. From time to time, may be delegated by the Board or by the president, to perform other duties to support the homeowners association. Responsibilities of the president that I might have to assist with would be appointing committees from the homeowners in the association, as necessary to assist in the affairs of the association and as the board may deem necessary."
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-09 |
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