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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-18
  • TX RA
    APPROVED
    Since 2023-07-18

Branch Locations

5322 Blue Mound Rd, Fort Worth, TX 76106 • United States

8600 N Beach St, Fort Worth, TX 76244 • United States

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

7830 Denton Hwy, Watauga, TX 76148 • United States

101 Highway 287 N, Rhome, TX 76078 • United States

1409 S Fm 51, Decatur, TX 76234 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Forth Worth TX 06/2017 09/2021
Benco Flower Mound TX 10/2015 07/2017
Bank Of America, N.A. Fort Worth TX 06/2017 09/2021
J.P. Morgan Securities Llc Hurst TX 09/2021 07/2023
Carter Madison Real Estate Llc Fort Worth TX 05/2022 07/2023
Wells Fargo Clearing Services, Llc Fort Worth TX 07/2023 Present
Previous Registrations
Other Businesses

CARTER MADISON REAL ESTATE LLC, INV RELATED, FORT WORTH, TX, 100% OWNERSHIP, START DATE: 1/19/22, 2 HRS PER MONTH, 0 HRS DURING TRADING, REAL ESTATE PROPERTIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-14
  • S66 Uniform Combined State Law Examination
    2009-02-14
Other Names
  • Christopher Joseph Smith
  • Chris J. Smith
  • Christopher Smith
  • Christopher J Smith

View on SEC IAPD

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