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400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-18 |
| CA | RA | APPROVED | 2015-04-09 |
Branch Locations
400 N Roxbury Drive 7Th Floor, Beverly Hills, CA 90210 • United States
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Rochdale | Beverly Hills | CA | 01/2015 | Present |
(1) Name of Entity: Iluria; Non-investment related; Address: Hod Hasharon, Israel; Nature of OBA: Iluria is a validated software that provides in-depth continuous and passive monitoring using any commercial smart wearable. By detecting any ADHD-related pattern, Iluria sheds light on the treatment's physiological impact, helps parents manage their children' life with ADHD; Position/Title/Relationship: Advisory Board Member; Start Date: 04/01/2024; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Provide feedback and thoughts on the company's progress and the solution they are developing. (2) Name of Entity: JVS Socal Scholarship Program; Non investment-related; Address: 6505 Wilshire Blvd. Suite 200, Los Angeles, CA 90048; Nature of OBA: Empowering those in need of jobs, facilitating a vision for a prosperous future and achieving success through economic independence; Position/Title/Relationship: Committee Member; Start Date: 2025-05-12; Time devoted: 10 hours per year; 1 hour per quarter during securities trading hours; Duties: I will interview and select a few potential candidates each year as part of the application vetting process. (3) Name of the other business: Beverlywood Homes Association whether the business is investment-related: Non investment-related Address of the other business: 370 S Doheny Dr Ste D, Beverly Hills, CA 90211 Nature of the other business: Foundation/Charitable Institution Your position; title, or relationship with the other business: Board Member Start date of your relationship: 06/01/2026 Approximate number of hours/month you devote to the other business: 4 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Joining evening meetings 2x/month to discuss HOA matters - design review, security and budgets. .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-07-30 |
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