Sarah Settle

Current Employers

Employment History

• 10/2014 → 07/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Covina, CA
• 10/2014 → 07/2018
  Bank Of America, N.A.
  West Covina, CA
• 07/2018 → 10/2021
  Fidelity Brokerage Services Llc
  Torrance, CA
• 10/2021 → 11/2022
  Charles Schwab & Co., Inc.
  Upland, CA
• 10/2021 → 11/2022
  Charles Schwab Bank, Ssb
  Upland, CA
• 11/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New Port Bch, CA

Previous Registrations

• 2021-10-25 → 2022-11-14
  Charles Schwab & Co., Inc.
  Upland, CA
• 2018-08-27 → 2021-10-18
  Fidelity Personal And Workplace Advisors
  Torrance, CA
• 2015-01-02 → 2018-07-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Covina, CA
  Los Angeles, CA
  West Covina, CA
  West Covina, CA
  West Covina, CA
  West Covina, CA
  West Covina, CA
  West Covina, CA

Other Businesses

Settmart LLCInvestment related: No Claremont, CaliforniaStart date 02/12/2021Position: OwnerHours devoted: Less than 20 hours per month Hours devoted during trading hours: 0Duties: Provide capital to run E-Commerce business I*1078287 Entity Type: For Profit Name: Pink Door Properties LLC Investment related: No Address: Claremont, California, 91711, Position, title, association: Owner, Start date of relationship: 3/20/2020, Number of hours devoted: 4 hours Monthly, Number of hours devoted during trading hours: 0 Duties: Owner of rental properties. Owner of rental properties. Collect rental income. I*: 2650259Entity Type: School, College or UniversityName of OBA: Cal Poly Pomona Black Alumni & FriendsAddress: Pomona, CA 91768Investment Related: NoPosition, Title, Association: DirectorEmployee Start Date: 08/01/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: Alumni Board of Directors I*4772285, Entity Type: , Name of OBA: The W G. S Family Trust, Address: Pomona, California, 91767, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 06/29/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2014-12-28
• S63 Uniform Securities Agent State Law Examination
  2010-01-28

Other Names

• Sarah Settle
• Sarah Settle