Seth Dhaenens

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 01/2023
  Prudential Insurance Company Of America
  Phoenix, AZ
• 08/2008 → 01/2023
  Pruco Securities, Llc.
  Phoenix, AZ
• 01/2023 → Present
  Principal Securities Inc
  Phoenix, AZ
• 01/2023 → Present
  Principal Life Insurance Company
  Phoenix, AZ

Previous Registrations

• 2021-01-05 → 2023-01-27
  Pruco Securities, Llc.
  Phoenix, AZ

Other Businesses

INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/21/2023 ADDRESS: 2355 E Camelback Road, Suite 501, Phoenix, AZ 85016, PHOENIX AZ 85016, United States DESCRIPTION: Fixed insurance: life, disability, annuities, long term care, health, medicare supplements, and group benefits.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-01-04
• S63 Uniform Securities Agent State Law Examination
  2008-11-25

Designations

• Chartered Financial Consultant

Other Names

• Dhaenens Dhaenens
• Seth Thomas Dhaenens