Caprice Collins

Current Employers

Employment History

• 02/2009 → 10/2019
  1St Global Capital Corp.
  Inglewood, CA
• 02/2009 → 10/2019
  1St Global Advisors, Inc.
  Inglewood, CA
• 11/2002 → Present
  Collins Law Group
  Inglewood, CA
• 11/2003 → 09/2025
  Avantax Insurance Services, Inc.
  Inglewood, CA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Inglewood, CA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Inglewood, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Inglewood, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Inglewood, CA
• 2009-05-27 → 2019-10-25
  1St Global Advisors Inc
  Inglewood, CA

Other Businesses

1) TRUSTEE FOR Y.B.C LIVING TRUST POSITION: TRUSTEE NATURE: TRUST INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2008 ADDRESS: , Inglewood CA 90305, United States DESCRIPTION: MAINTAIN AND MANAGE RENTAL PROPERTY: COLLECT RENTS, ETC. 2) CAPRICE L COLLINS, REAL ESTATE BROKER POSITION: LICENSED REAL ESTATE BROKER NATURE: REAL ESTATE BROKER INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: , Inglewood CA 90305, United States DESCRIPTION: I AM A LICENSED REAL ESTATE BROKER IN THE STATE OF CALIFORNIA. IN 2005-06 BEFORE I BECAME AFFILIATED WITH 1ST GLOBAL, I OCCASIONALLY WORKED WITH WELLS FARGO IN COUNSELING HOME OWNERS IN REVERSE MORTGAGE TRANSACTIONS. IT WAS NECESSARY FOR ME TO HAVE A REAL ESTATE LICENSE. SINCE 2006, I HAVE NOT BEEN ACTIVELY USED MY LICENSE. THEREFORE, THERE WAS NO NEED TO DISCLOSE IT TO 1STGLOBAL. 3) COLLINS FINANCIAL GROUP POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2008 ADDRESS: Inglewood CA , United States DESCRIPTION: Provides financial services for clients. 4) COLLINS LAW GROUP POSITION: ATTORNEY NATURE: Law firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2002 DESCRIPTION: Attorney 5) 3330 WEST MANCHESTER ASSOCIATES LLC POSITION: Member NATURE: Limited Liability Company to hold ownership of property located at 3330 West Manchester Blvd. Inglewood CA 90305-office building owned and occupied by Caprice L. Collins as professional offices INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 3330 W. Manchester Blvd`, 3330 W Manchester Blvd, Inglewood CA 90305, United States DESCRIPTION: Duties and responsibilities required as member of CA LLC. 6) JASON C. JENKINS LIVING TRUST POSITION: Trustee NATURE: Ownership of real property located at 7022 4th Avenue, Los Angeles, CA 90043 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/26/2022 ADDRESS: 3330 W Manchester Blvd, Inglewood CA 903052322, United States DESCRIPTION: Management of real property located above.

Exams

• S66 Uniform Combined State Law Examination
  2009-05-26