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Mariannette Lopez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-31
CA RA APPROVED 2021-07-07
  • TX RA
    APPROVED
    Since 2021-07-31
  • CA RA
    APPROVED
    Since 2021-07-07

Branch Locations

6611 La Cienega Westway St, Los Angeles, CA 90056 • United States

2400 N Broadway, Los Angeles, CA 90031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 10/2008 Present
East Los Angeles College East Los Angeles CA 08/2011 06/2017
Los Angeles City College Los Angeles CA 02/2005 06/2018
Bank Of America, N.A. Los Angeles CA 07/2021 Present
  • 10/2008 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 08/2011 → 06/2017
    East Los Angeles College
    East Los Angeles, CA
  • 02/2005 → 06/2018
    Los Angeles City College
    Los Angeles, CA
  • 07/2021 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-06
  • S66 Uniform Combined State Law Examination
    2021-07-06

View on SEC IAPD

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Other Offices

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
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