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Rene Lorenzo Rigard

R. L. Rigard & Associates Ltd.

Los Angeles, CA

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Current Employers
R. L. Rigard & Associates Ltd.

4859 W. Slauson Ave. #160, Los Angeles, CA 90056 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-02
  • CA RA
    APPROVED
    Since 2025-01-02

Branch Locations

4859 W. Slauson Ave. #160, Los Angeles, CA 90056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nikkimomo, Llc Los Angeles CA 01/2015 Present
R. L. Rigard & Associates Ltd. Los Angeles CA 06/2015 Present
Other Businesses

Rene' Lorenzo Rigard IS THE CFO FOR NIKKIMOMO, LLC. WE ARE NOT INVESTMENT RELATED AND WE'RE LOCATED AT 4859 W SLAUSON AVE. LOS ANGELES 90053. WE ARE A CATERING COMPANY, AND I'M ENGAGED IN MANAGING THE FINANCIAL STATEMENTS, AND MARKETING / GROWING THE BUSINESS. I SPEND ABOUT 120 HOURS PER MONTH ON THIS BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-05
  • S65 Uniform Investment Adviser Law Examination
    2014-12-05
Other Names
  • Rene Lorenzo Johnson
  • Rene L Rigard

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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