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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-12 |
| IA | RA | APPROVED | 2013-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | West Des Moines | IA | 03/2009 | Present |
| New York Life Insurance Co. | West Des Moines | IA | 10/2008 | Present |
| Eagle Strategies Llc | West Des Moines | IA | 09/2013 | Present |
| Innovative Financial Solutions | Adel | IA | 06/2015 | 08/2025 |
| Innovative Financial Solutions Group | Adel | IA | 08/2025 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 709 Main Street Adel, Iowa 50003; Start Date 04/2015; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF INNOVATIVE FINANCIAL SOLUTIONS GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ADEL, IA; START DATE: 08/2025] [Prairie Stream Homeowners Association; A group of 3 people meet and manage the associations meetings, topics of discussion, issues that need to be addressed, discuss the finances, manage finances.; Prairie Stream Drive, Adel IA 50003; Start Date 10/2020; Role/Title: Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [ADM Youth Softball Association; Coach for 8u girls softball team; PO Box 92, Adel, IA 50003; Start Date 08/2023; Role/Title: Coach; Not Investment Related; 12 hours per month; 0 hours per month during securities trading hours; 2 practices or games per week from august-October and then again from May-July. There would also be an occasional on nail weekend tournament. All events happen outside of business hours] [Titan Storage - Adel 1 LLC; It will be passive investment into a storage facility; 65 Jefferson St Winterset Iowa 50273; Start Date 08/2024; Role/Title: Passive Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Titan Storage Polk City; passive investment into a storage facility; 65 Jefferson St Winterset Iowa 50273; Start Date 02/2025; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours][NRC Properties LLC ; Commercial Space Option Agreement. Wanting to put an option to purchase a house in place. I intend to level the house and build an office for my financial services business on the location; 402 S. 6th St, Adel, IA 50003; Start Date 10/2024; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-25 |
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