Best Investors Account Sign in

Gregg Allen Horsman

LPl Financial LLC

Adel, IA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-17
IA RA APPROVED 2019-06-14
  • TX RA
    APPROVED_RES
    Since 2019-06-17
  • IA RA
    APPROVED
    Since 2019-06-14

Branch Locations

516 Nile Kinnick Dr S, Suite A, Adel, IA 50003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Bethesda MD 05/2016 06/2019
Lpl Financial Llc Adel IA 06/2019 Present
  • 05/2016 → 06/2019
    H. Beck, Inc.
    Bethesda, MD
  • 06/2019 → Present
    Adel, IA
Previous Registrations
  • 2016-05-27 → 2019-06-14
    Grove Point Investments, Llc
    Clive, IA
    Rockville, MD
  • 2003-02-07 → 2016-05-27
    Vsr Financial Services, Inc.
    Overland Park, KS
    Dripping Springs, TX
    Clive, IA
    Clive, IA
    Overland Park, KS
  • 1999-05-24 → 2003-02-07
    The Masters, Inc.
    West Des Moines, IA
Other Businesses

1)6/14/19- Ancillous Insurance Sales- Non-Variable Insurance- Inv. Related- West Des Moines, IA - 1hr/mth -1 % 2)6/14/19- Select Financial- DBA for LPL Business (entity for LPL business)- Inv. Related- West Des Moines, IA- start dat 6/13/19- 160hrs/mth - 100%

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-01
  • S63 Uniform Securities Agent State Law Examination
    1994-08-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Adel, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor