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425 Walnut Street Suite 2260, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-03-28 |
| KY | RA | APPROVED | 2011-11-15 |
| OH | RA | APPROVED | 2011-05-23 |
Branch Locations
425 Walnut Street Suite 2260, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eukles Asset Management, Llc | Cincinnati | OH | 01/2011 | 08/2019 |
| Lpl | Cincinnati | OH | 08/2019 | Present |
1. 9/4/2019 - DBA for LPL Business (entity for LPL business) - Eukles Wealth Management - Investment Related - Cincinnati, OH 2. 09/11/2019 - Eukles Asset Management LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:2019 - 160 hrs/mo - I provide investment advisory services through Eukles Asset Management, LLC, an independent investment advisor firm. I started this business activity in Sept 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-24 |
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