Barbara Trombley

Current Employers

Employment History

• 04/2009 → Present
  Ray Trombley Associates
  Wilbraham, MA
• 07/2016 → Present
  Lpl Financial, Llc
  Wilbraham, MA
• 03/2021 → Present
  Ray Trombley Associates, Llc (Dba: Trombley Associates)
  Wilbraham, MA
• 08/2016 → 11/2021
  Lpl Financial
  Wilbraham, MA

Previous Registrations

• 2011-08-08 → 2016-08-09
  First Allied Advisory Services, Inc.
  Wilbraham, MA

Other Businesses

1. 08/08/2016 - Business Entity For Tax/Investment Purposes Only - Wilbraham MA 2. 08/08/2016: Trombley Associates - Non-Variable Insurance - 85 Post Office Park, Wilbraham MA 01095 3. 08/08/2016 - Trombley Associates - DBA for LPL Business (entity for LPL business) - Investment Related - 85 Post Office Park, Wilbraham MA 01095 4. 08/08/2016 - Minnechauq Scholarship Foundation - Non-Profit Board Member - Wilbramm MA - Start date: 10/1/2013 - 2 hrs/mnth 5. 10/24/2016 - A&C Business Services - Business Owner - Wilbraham, MA - Start date: 01/1/2017 - 5 hrs/mnth 6. 07/31/2017 - WMass Business Services - Business Entity For Tax/Investment Purposes Only - Not Inv Rel - Wilbraham, MA - Start date: 01/20/2017 - 5 hrs/mnth 7. 1/25/2019 - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 02/01/2019 - 4 Hours Per Month/0 Hours During Securities Trading. 8. 3/4/2019 - Boston Road 2030 LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Started 01/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 9. 6/15/2021 - Ray Trombley Associates - DBA: Trombley Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/04/2021 - 80 Hours Per Month During Securities Trading - Time Spent 50% - I provide investment advisory services thru Trombley Associates, an independent investment advisor firm. I started this business activity in 06/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 08/13/2025 - Trombley Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start date: 10/01/2025 - 160 hrs/mnth 8 hrs during trading 11. 12/18/2025-KAT Real Estate LLC-Business Entity For Tax/Investment Purposes Only-Inv Related-At Wilbraham, MA-Start date 05/01/2025-2hrs/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-06
• S63 Uniform Securities Agent State Law Examination
  2009-12-15