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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2013-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2008 | Present |
| Northwestern Mutual Investment Services Llc | Huntsville | AL | 09/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. SUBSTITUTE CHURCH WORSHIP LEADER, 2 HOURS PER MONTH, NON-INVESTMENT RELATED. 2. 100% OWNER, THE PERRY GROUP, LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 05/09/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, MANAGING DIRECTOR OF NM HUNTSVILLE, AL. non investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-14 |
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