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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-26
SC RA APPROVED 2011-07-28
  • TX RA
    APPROVED_RES
    Since 2015-01-26
  • SC RA
    APPROVED
    Since 2011-07-28

Branch Locations

803 Roper Creek Dr, Greenville, SC 29615 • United States

Greenville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Greenville SC 10/2008 03/2020
Ameriprise Financial Services, Llc Greenville SC 03/2020 Present
Other Businesses

Business Ownership; BWA Holding; Managing the real estate property and ongoing building needs; LLC to hold/manage the building; 803 Roper Creek Dr, , Greenville, SC, 29615; Not Investment-Related; 10/21/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Elevate Management Firm, LLC; Manage the day-to-day operations and expenses of our team practice.; Manage the day-to-day operations and expenses of our team practice.; 803 Roper Creek Dr, , Greenvile, SC, 29615; Investment-Related; 12/01/2020; 20 to 39 hours per month; 20 to 39 during trading hours. Board of Directors; Roper Professional Park POA (Property Owners Association); Vice President; 803 Roper Creek Dr, , Greenville, SC, 29601; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Westminster Endowment Committee; Chair; 2310 Augusta Street, , Greenville, SC, 29605; Not Investment-Related; 01/21/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Elevate Management Firm, LLC; Managing Director - Manage the day-to-day operations and expenses of our team practice.; ; 803 Roper Creek Dr, , Greenville, SC, 29615; Investment-Related; 01/01/2021; 20 to 39 hours per month; 20 to 39 during trading hours / Elevate Management Firm LLC; Co-owner; This is the entity we use to pay non commission and advisory compensation to me as an employee.; 803 Roper Creek Dr, , Greenville, SC, 29615; Investment-Related; 01/01/2021; 60 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-29
  • S66 Uniform Combined State Law Examination
    2011-01-29

View on SEC IAPD

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