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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-06-09 |
Branch Locations
8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States
310 Dove Run Center Blvd, Middletown, DE 19709 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Elmwood Park | NJ | 08/2014 | Present |
| Wells Fargo Advisors, Llc | Elmwood Park | NJ | 02/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Elmwood Park | NJ | 11/2016 | Present |
JR & NS LLC, INV RELATED, MIDDLETOWN, DE, 100% OWNERSHIP WITH SPOUSE, START 4/28/2021, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD RENTAL PROPERTIES. RENTAL PROPERTY; INV. RELATED; WILMINGTON, DE; 100% OWNERSHIP WITH SPOUSE; START 12/3/2021; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; WILMINGTON, DE; 100% OWNERSHIP WITH SPOUSE; START 8/5/2022; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; MANAGER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-13 |
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