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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-01 |
Branch Locations
1001 Magnolia Ave Unit A, Larkspur, CA 94939 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Corte Madera | CA | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Corte Madera | CA | 11/2016 | 05/2020 |
| Lpl Financial, Llc | Larkspur | CA | 05/2020 | Present |
1. 11/01/2015 - EURO MUSHROOMS/ OTHER BUSINESS - IMPORT-EXPORT/ NOT INVESTMENT RELATED/ 10%/ TIBURON, CA 2. 09/01/2015 - RENTAL PROPERTY/ RENTAL PROPERTY/ INVESTMENT RELATED/ 1%/ 16801 94TH ST SCOTTSDALE, AZ 85260-1508; 6318 VUELTA TAJO, TUCSON, AZ 85718-2236 3. 05/01/2020 - TIBURON WEALTH ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 90%/ LARKSPUR, CA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-22 |
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