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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-01
  • CA RA
    APPROVED
    Since 2020-05-01

Branch Locations

1001 Magnolia Ave Unit A, Larkspur, CA 94939 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Corte Madera CA 11/2015 11/2016
Wells Fargo Clearing Services, Llc Corte Madera CA 11/2016 05/2020
Lpl Financial, Llc Larkspur CA 05/2020 Present
Previous Registrations
  • 2015-11-16 → 2020-05-05
    Corte Madera, CA
    Mill Valley, CA
    Novato, CA
    San Rafael, CA
    Greenbrae, CA
    Point Reyes Station, CA
    Point Reyes Station, CA
  • 2014-07-17 → 2015-11-30
    San Rafael, CA
    Sonoma, CA
    San Rafael, CA
    San Francisco, CA
    San Francisco, CA
    Sonoma, CA
    San Francisco, CA
    San Rafael, CA
    San Francisco, CA
    Kentfield, CA
    San Anselmo, CA
    Mill Valley, CA
    Mill Valley, CA
    Tiburon, CA
    Corte Madera, CA
    Daly City, CA
  • 2011-07-22 → 2013-04-18
    Santa Rosa, CA
    Petaluma, CA
    Petaluma, CA
  • 2011-06-20 → 2011-07-12
    Chase Investment Services Corp.
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
Other Businesses

1. 11/01/2015 - EURO MUSHROOMS/ OTHER BUSINESS - IMPORT-EXPORT/ NOT INVESTMENT RELATED/ 10%/ TIBURON, CA 2. 09/01/2015 - RENTAL PROPERTY/ RENTAL PROPERTY/ INVESTMENT RELATED/ 1%/ 16801 94TH ST SCOTTSDALE, AZ 85260-1508; 6318 VUELTA TAJO, TUCSON, AZ 85718-2236 3. 05/01/2020 - TIBURON WEALTH ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 90%/ LARKSPUR, CA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-25
S63 Uniform Securities Agent State Law Examination 2009-06-22
  • S65 Uniform Investment Adviser Law Examination
    2011-05-25
  • S63 Uniform Securities Agent State Law Examination
    2009-06-22
Other Names
  • Teuta Bejta

View on SEC IAPD

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