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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-10-21
TX RA APPROVED_RES 2019-10-01
CA RA APPROVED 2012-10-01
  • MD RA
    APPROVED
    Since 2021-10-21
  • TX RA
    APPROVED_RES
    Since 2019-10-01
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

8905 Las Tunas Drive, Temple City, CA 91780 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard Chun Pasadena CA 06/2010 06/2019
J.P. Morgan Securities Llc Temple City CA 10/2012 Present
Rtec Group Inc. Walnut CA 06/2018 Present
  • 06/2010 → 06/2019
    Richard Chun
    Pasadena, CA
  • 10/2012 → Present
    Temple City, CA
  • 06/2018 → Present
    Rtec Group Inc.
    Walnut, CA
Previous Registrations
  • 2012-04-25 → 2012-10-01
    Chase Investment Services Corp.
    Temple City, CA
  • 2012-03-19 → 2012-03-22
    Pasadena, CA
    Temple City, CA
  • 2009-08-11 → 2012-03-16
    Chase Investment Services Corp.
    Temple City, CA
    Montrose, CA
    Arcadia, CA
    El Monte, CA
  • 2009-01-06 → 2009-06-09
    Walnut, CA
    St Louis, MO
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: RTEC GROUP INC. POSITION: GENERAL PARTNER / PRESIDENT / CEO START DATE: 6/27/2018 ADDRESS: 21061 Walnut, CA DETAILS: S CORP THAT WILL BE USED TO FACILITATE INCOME AND EXPENSES FOR MY RENTAL PROPERTIES. HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-30
  • S66 Uniform Combined State Law Examination
    2008-12-30
Other Names
  • Fernando Fei Hsiang Chun
  • Richard Chun
  • Richard Fei Hsiang Chun

View on SEC IAPD

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