Richard F. Chun

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 06/2019
  Richard Chun
  Pasadena, CA
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Temple City, CA
• 06/2018 → Present
  Rtec Group Inc.
  Walnut, CA

Previous Registrations

• 2012-04-25 → 2012-10-01
  Chase Investment Services Corp.
  Temple City, CA
• 2012-03-19 → 2012-03-22
  Wells Fargo Clearing Services, Llc
  Pasadena, CA
  Temple City, CA
• 2009-08-11 → 2012-03-16
  Chase Investment Services Corp.
  Temple City, CA
  Montrose, CA
  Arcadia, CA
  El Monte, CA
• 2009-01-06 → 2009-06-09
  Edward Jones
  Walnut, CA
  St Louis, MO

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: RTEC GROUP INC. POSITION: GENERAL PARTNER / PRESIDENT / CEO START DATE: 6/27/2018 ADDRESS: 21061 Walnut, CA DETAILS: S CORP THAT WILL BE USED TO FACILITATE INCOME AND EXPENSES FOR MY RENTAL PROPERTIES. HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

• S66 Uniform Combined State Law Examination
  2008-12-30

Other Names

• Fernando Fei Hsiang Chun
• Richard Chun
• Richard Fei Hsiang Chun