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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2019-10-30 |
Branch Locations
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 11/2012 | 09/2019 |
| Focus Advisor Solutions, Llc | Clayton | MO | 09/2019 | Present |
| Foreside Financial Services, Llc | Clayton | MO | 04/2022 | Present |
Focus Advisor Solutions, LLC; Investment Related; Clayton, MO; Began 09/2019; Regional Director; Help advisors grow by building relationships and helping with client case design; 160 hours per month with 0 during trading hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-05-24 |
| S65 | Uniform Investment Adviser Law Examination | 2013-02-27 |
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